{"id":5828,"date":"2023-05-25T12:58:34","date_gmt":"2023-05-25T15:58:34","guid":{"rendered":"https:\/\/sinqia.com.br\/?p=5828"},"modified":"2024-07-31T15:52:47","modified_gmt":"2024-07-31T18:52:47","slug":"gestao-compliance-regulatorio","status":"publish","type":"post","link":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/","title":{"rendered":"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais?"},"content":{"rendered":"<p><i><span style=\"font-weight: 400\">Solu\u00e7\u00e3o do Compliasset auxilia empresas do segmento a automatizar processos de controle e workflow de normas regulat\u00f3rias\u00a0<\/span><\/i><\/p>\n<p><span style=\"font-weight: 400\">O mercado de capitais est\u00e1 passando por relevantes moderniza\u00e7\u00f5es no \u00e2mbito regulat\u00f3rio. As novas normas e legisla\u00e7\u00f5es obrigaram empresas do setor a organizar e manter uma boa <\/span><b>gest\u00e3o de compliance regulat\u00f3rio<\/b><span style=\"font-weight: 400\">, de forma a cumprir os requisitos estabelecidos pelo governo ou por ag\u00eancias autorreguladoras para seu funcionamento.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">Uma das principais mudan\u00e7as recentes foi a <\/span><a href=\"https:\/\/evertectrends.com\/resolucao-cvm-175\/\"><span style=\"font-weight: 400\">Resolu\u00e7\u00e3o CVM 175<\/span><\/a><span style=\"font-weight: 400\">, publicada pela Comiss\u00e3o de Valores Mobili\u00e1rios (CVM) em dezembro de 2022, com in\u00edcio em 2 de outubro de 2023. A norma \u00e9 reconhecida como um novo <\/span><b>Marco Regulat\u00f3rio dos Fundos de Investimento<\/b><span style=\"font-weight: 400\">.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">Na pr\u00e1tica, a Resolu\u00e7\u00e3o CVM 175 engloba todas as regras que os <\/span><a href=\"https:\/\/evertectrends.com\/solucoes-contabeis\/\"><span style=\"font-weight: 400\">fundos de investimento<\/span><\/a><span style=\"font-weight: 400\"> precisam seguir para que possam funcionar normalmente, desde os ativos que eles podem aplicar, informa\u00e7\u00f5es sobre como definir custos, prazos de aplica\u00e7\u00e3o e resgate, at\u00e9 as responsabilidades de cada integrante da estrutura.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">Portanto, o setor de capitais t\u00eam um grande desafio pela frente para entender as mudan\u00e7as e garantir sua adequa\u00e7\u00e3o. Com isso em mente, falaremos mais a seguir sobre o que \u00e9 e a <\/span><b>import\u00e2ncia do compliance regulat\u00f3rio<\/b><span style=\"font-weight: 400\"> para atender \u00e0s regras no setor de capitais. Confira:<\/span><\/p>\n<h2><b>O que \u00e9 compliance regulat\u00f3rio?<\/b><\/h2>\n<p><span style=\"font-weight: 400\">Em primeiro lugar, \u00e9 importante entender o que engloba o compliance regulat\u00f3rio. Esta \u00e1rea lida com a conformidade exigida por \u00f3rg\u00e3os de controle governamental, como as <\/span><b>ag\u00eancias reguladoras<\/b><span style=\"font-weight: 400\">, <\/span><b>entidades de fiscaliza\u00e7\u00e3o<\/b><span style=\"font-weight: 400\">, dentre outras.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">Qualquer empresa, independentemente do porte, pode estar sujeita ao <\/span><b>controle regulat\u00f3rio<\/b><span style=\"font-weight: 400\"> em alguma parte de suas atividades. H\u00e1 segmentos da economia, no entanto, que exigem autoriza\u00e7\u00e3o, licenciamento ou registro perante o <\/span><b>\u00f3rg\u00e3o regulador<\/b><span style=\"font-weight: 400\"> para o funcionamento legal da empresa.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">No caso do setor financeiro e mercado de capitais, o compliance regulat\u00f3rio \u00e9 uma atividade essencial, j\u00e1 que a n\u00e3o adequa\u00e7\u00e3o pode culminar na perda do direito de operar. As empresas do setor seguem especialmente as diretrizes do Banco Central do Brasil, da CVM, da Bolsa de Valores (B3), assim como da Associa\u00e7\u00e3o Brasileira das Entidades dos Mercados Financeiros e de Capitais (Anbima).<\/span><\/p>\n<p><span style=\"font-weight: 400\">Assim, fica clara a import\u00e2ncia da aten\u00e7\u00e3o especial \u00e0s <\/span><b>mudan\u00e7as regulat\u00f3rias<\/b><span style=\"font-weight: 400\">, j\u00e1 que a conformidade \u00e9 essencial para a perenidade do neg\u00f3cio.<\/span><\/p>\n<p><span style=\"font-weight: 400\">Al\u00e9m disso, a tend\u00eancia do mercado brasileiro \u00e9 justamente de refinamento das pr\u00e1ticas regulat\u00f3rias, para refletir os padr\u00f5es internacionais e, com isso, viabilizar novos neg\u00f3cios.\u00a0<\/span><\/p>\n<h3><b>Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio?<\/b><\/h3>\n<p><span style=\"font-weight: 400\">Os <\/span><b>riscos regulat\u00f3rios<\/b><span style=\"font-weight: 400\"> s\u00e3o citados com frequ\u00eancia nos desafios de compliance das empresas. Segundo a 4\u00aa edi\u00e7\u00e3o do estudo de Maturidade do Compliance no Brasil, da KPMG, 85% dos entrevistados apontaram que identificar, avaliar e monitorar riscos regulat\u00f3rios \u00e9 desafiador.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">Para <\/span><b>otimizar a gest\u00e3o regulat\u00f3ria<\/b><span style=\"font-weight: 400\"> no setor de capitais, \u00e9 importante que sejam adotadas boas pr\u00e1ticas de gest\u00e3o de riscos, compliance e governan\u00e7a (Governance, Risk and Compliance, ou GRC). Entre essas boas pr\u00e1ticas, podemos citar como primeiro passo a cria\u00e7\u00e3o de um invent\u00e1rio regulat\u00f3rio, mapeando todo o acervo normativo aplic\u00e1vel a sua empresa.<\/span><\/p>\n<p><span style=\"font-weight: 400\">A partir desse mapeamento, s\u00e3o identificadas as exig\u00eancias contidas nas legisla\u00e7\u00f5es, implementando as mudan\u00e7as quando necess\u00e1rio. \u00c9 importante, no entanto, realizar uma classifica\u00e7\u00e3o de prioridade de cada risco regulat\u00f3rio, conforme disp\u00f5e o ISO 3100, referente ao processo de tomada de decis\u00e3o.<\/span><\/p>\n<h2><b>Tecnologia como aliada da gest\u00e3o de compliance<\/b><\/h2>\n<p><span style=\"font-weight: 400\">Todo esse processo de gest\u00e3o de compliance regulat\u00f3rio pode ser bastante complexo e demorado, especialmente com equipes de compliance enxutas. Pensando nisso, existem solu\u00e7\u00f5es no mercado voltadas para <\/span><a href=\"https:\/\/sinqia.com.br\/2022\/08\/18\/sinqia-ricardo-pacheco\/\"><span style=\"font-weight: 400\">automatizar processos de controle e workflow<\/span><\/a><span style=\"font-weight: 400\"> de normas regulat\u00f3rias para o setor de capitais.<\/span><\/p>\n<p><span style=\"font-weight: 400\">A <\/span><a href=\"https:\/\/www.compliasset.com\/\"><b>Compliasset<\/b><\/a><span style=\"font-weight: 400\">, empresa adquirida pela Sinqia em 2023, foi criada justamente para auxiliar o <\/span><b>compliance para o mercado de capitais<\/b><span style=\"font-weight: 400\">, de Previd\u00eancia, IPs, fintechs, entre outras institui\u00e7\u00f5es do setor financeiro. A primeira vers\u00e3o da solu\u00e7\u00e3o da companhia foi adotada por algumas gestoras de recursos e ganhou tra\u00e7\u00e3o rapidamente, atingindo mais de 230 clientes.\u00a0<\/span><\/p>\n<h3><b>Como funciona?<\/b><\/h3>\n<p><span style=\"font-weight: 400\">A solu\u00e7\u00e3o da Compliasset para a gest\u00e3o do compliance regulat\u00f3rio oferece uma <\/span><b>agenda regulat\u00f3ria<\/b><span style=\"font-weight: 400\"> e de controles internos atualizada por especialistas, facilitando a visualiza\u00e7\u00e3o das atividades. Cada atividade \u00e9 extra\u00edda de normas vigentes e carrega um comando objetivo a ser realizado pelo time de Compliance, com prazo de execu\u00e7\u00e3o, pessoa respons\u00e1vel, assuntos relacionados e embasamento legal.<\/span><\/p>\n<p><span style=\"font-weight: 400\">Al\u00e9m disso, por tr\u00e1s do conte\u00fado regulat\u00f3rio que a ferramenta disponibiliza para as empresas, um grupo de advogados, com ampla experi\u00eancia no mercado financeiro de capitais, fica diariamente mapeando a regula\u00e7\u00e3o aplic\u00e1vel para manter todo o conte\u00fado do sistema atualizado.<\/span><\/p>\n<p><span style=\"font-weight: 400\">Por fim, a ferramenta tamb\u00e9m oferece o registro e acompanhamento de eventos de prote\u00e7\u00e3o de dados, seja a ocorr\u00eancia registrada pelo pr\u00f3prio time de compliance ou por outros colaboradores da organiza\u00e7\u00e3o.<\/span><\/p>\n<p><span style=\"font-weight: 400\">Assim, \u00e9 poss\u00edvel ter a evid\u00eancia de tudo o que foi feito em cada ocorr\u00eancia para qualquer consulta ou auditoria futura. Ainda, a extra\u00e7\u00e3o de relat\u00f3rios com base nestes eventos confere intelig\u00eancia ao processo de compliance e, por conseguinte, mais efetividade ao time envolvido.<\/span><\/p>\n<p><span style=\"font-weight: 400\">Saiba mais sobre a solu\u00e7\u00e3o da Compliasset para a <\/span><b>gest\u00e3o de compliance regulat\u00f3rio<\/b><span style=\"font-weight: 400\"> no setor de capitais. Clique aqui para falar <\/span><a href=\"https:\/\/sinqia.com.br\/produtos\/fundos\/\"><span style=\"font-weight: 400\">com os nossos especialistas<\/span><\/a><span style=\"font-weight: 400\">!<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Solu\u00e7\u00e3o do Compliasset auxilia empresas do segmento a automatizar processos de controle e workflow de normas regulat\u00f3rias\u00a0 O mercado de capitais est\u00e1 passando por relevantes moderniza\u00e7\u00f5es no \u00e2mbito regulat\u00f3rio. As novas normas e legisla\u00e7\u00f5es obrigaram empresas do setor a organizar e manter uma boa gest\u00e3o de compliance regulat\u00f3rio, de forma a cumprir os requisitos estabelecidos [&hellip;]<\/p>\n","protected":false},"author":3,"featured_media":45892,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[997],"tags":[749],"class_list":["post-5828","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-regulamentacao","tag-fundos"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.3 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais? - Evertec Trends<\/title>\n<meta name=\"description\" content=\"O mercado de capitais est\u00e1 passando por relevantes moderniza\u00e7\u00f5es no \u00e2mbito regulat\u00f3rio. Saiba como a tecnologia pode automatizar o registro e controle de normas e atividades.\" \/>\n<meta name=\"robots\" content=\"noindex, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<meta property=\"og:locale\" content=\"pt_BR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais? - Evertec Trends\" \/>\n<meta property=\"og:description\" content=\"O mercado de capitais est\u00e1 passando por relevantes moderniza\u00e7\u00f5es no \u00e2mbito regulat\u00f3rio. Saiba como a tecnologia pode automatizar o registro e controle de normas e atividades.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/\" \/>\n<meta property=\"og:site_name\" content=\"Evertec Trends\" \/>\n<meta property=\"article:published_time\" content=\"2023-05-25T15:58:34+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2024-07-31T18:52:47+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/evertectrends.dev.creativetm.co\/wp-content\/uploads\/2022\/11\/blog-9.png\" \/>\n\t<meta property=\"og:image:width\" content=\"1201\" \/>\n\t<meta property=\"og:image:height\" content=\"631\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/png\" \/>\n<meta name=\"author\" content=\"Aline Pacheco\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@https:\/\/twitter.com\/\" \/>\n<meta name=\"twitter:label1\" content=\"Escrito por\" \/>\n\t<meta name=\"twitter:data1\" content=\"Aline Pacheco\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. tempo de leitura\" \/>\n\t<meta name=\"twitter:data2\" content=\"5 minutos\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/\"},\"author\":{\"name\":\"Aline Pacheco\",\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/#\\\/schema\\\/person\\\/adf07852e26004c219f232f9b64337b6\"},\"headline\":\"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais?\",\"datePublished\":\"2023-05-25T15:58:34+00:00\",\"dateModified\":\"2024-07-31T18:52:47+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/\"},\"wordCount\":932,\"publisher\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/#organization\"},\"image\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/wp-content\\\/uploads\\\/2022\\\/11\\\/blog-9.png\",\"keywords\":[\"Fundos\"],\"articleSection\":[\"Regulamenta\u00e7\u00e3o\"],\"inLanguage\":\"pt-BR\"},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/\",\"url\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/\",\"name\":\"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais? - Evertec Trends\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/#primaryimage\"},\"image\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/wp-content\\\/uploads\\\/2022\\\/11\\\/blog-9.png\",\"datePublished\":\"2023-05-25T15:58:34+00:00\",\"dateModified\":\"2024-07-31T18:52:47+00:00\",\"description\":\"O mercado de capitais est\u00e1 passando por relevantes moderniza\u00e7\u00f5es no \u00e2mbito regulat\u00f3rio. Saiba como a tecnologia pode automatizar o registro e controle de normas e atividades.\",\"breadcrumb\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/#breadcrumb\"},\"inLanguage\":\"pt-BR\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"pt-BR\",\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/#primaryimage\",\"url\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/wp-content\\\/uploads\\\/2022\\\/11\\\/blog-9.png\",\"contentUrl\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/wp-content\\\/uploads\\\/2022\\\/11\\\/blog-9.png\",\"width\":1201,\"height\":631},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/gestao-compliance-regulatorio\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Sin categor\u00eda\",\"item\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/categoria\\\/sin-categoria\\\/\"},{\"@type\":\"ListItem\",\"position\":3,\"name\":\"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais?\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/#website\",\"url\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/\",\"name\":\"Evertec Trends\",\"description\":\"As tend\u00eancias de tecnologia para inovar com estrat\u00e9gia\",\"publisher\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/#organization\"},\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"pt-BR\"},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/#organization\",\"name\":\"Evertec Trends\",\"url\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/\",\"logo\":{\"@type\":\"ImageObject\",\"inLanguage\":\"pt-BR\",\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/#\\\/schema\\\/logo\\\/image\\\/\",\"url\":\"https:\\\/\\\/evertectrends.com\\\/wp-content\\\/uploads\\\/2024\\\/06\\\/evertectrends-sq.png\",\"contentUrl\":\"https:\\\/\\\/evertectrends.com\\\/wp-content\\\/uploads\\\/2024\\\/06\\\/evertectrends-sq.png\",\"width\":416,\"height\":417,\"caption\":\"Evertec Trends\"},\"image\":{\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/#\\\/schema\\\/logo\\\/image\\\/\"}},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/#\\\/schema\\\/person\\\/adf07852e26004c219f232f9b64337b6\",\"name\":\"Aline Pacheco\",\"image\":{\"@type\":\"ImageObject\",\"inLanguage\":\"pt-BR\",\"@id\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/6af7c7866012d2d12741711f9580c492a2aabcacbaa828515f6088310a950423?s=96&d=robohash&r=g\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/6af7c7866012d2d12741711f9580c492a2aabcacbaa828515f6088310a950423?s=96&d=robohash&r=g\",\"contentUrl\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/6af7c7866012d2d12741711f9580c492a2aabcacbaa828515f6088310a950423?s=96&d=robohash&r=g\",\"caption\":\"Aline Pacheco\"},\"sameAs\":[\"https:\\\/\\\/www.instagram.com\\\/\",\"https:\\\/\\\/www.linkedin.com\\\/in\\\/alinepachecosilva\\\/\",\"https:\\\/\\\/x.com\\\/https:\\\/\\\/twitter.com\\\/\"],\"url\":\"https:\\\/\\\/evertectrends.dev.creativetm.co\\\/pt-br\\\/author\\\/aline-pacheco\\\/\"}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais? - Evertec Trends","description":"O mercado de capitais est\u00e1 passando por relevantes moderniza\u00e7\u00f5es no \u00e2mbito regulat\u00f3rio. Saiba como a tecnologia pode automatizar o registro e controle de normas e atividades.","robots":{"index":"noindex","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"og_locale":"pt_BR","og_type":"article","og_title":"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais? - Evertec Trends","og_description":"O mercado de capitais est\u00e1 passando por relevantes moderniza\u00e7\u00f5es no \u00e2mbito regulat\u00f3rio. Saiba como a tecnologia pode automatizar o registro e controle de normas e atividades.","og_url":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/","og_site_name":"Evertec Trends","article_published_time":"2023-05-25T15:58:34+00:00","article_modified_time":"2024-07-31T18:52:47+00:00","og_image":[{"width":1201,"height":631,"url":"https:\/\/evertectrends.dev.creativetm.co\/wp-content\/uploads\/2022\/11\/blog-9.png","type":"image\/png"}],"author":"Aline Pacheco","twitter_card":"summary_large_image","twitter_creator":"@https:\/\/twitter.com\/","twitter_misc":{"Escrito por":"Aline Pacheco","Est. tempo de leitura":"5 minutos"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/#article","isPartOf":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/"},"author":{"name":"Aline Pacheco","@id":"https:\/\/evertectrends.dev.creativetm.co\/#\/schema\/person\/adf07852e26004c219f232f9b64337b6"},"headline":"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais?","datePublished":"2023-05-25T15:58:34+00:00","dateModified":"2024-07-31T18:52:47+00:00","mainEntityOfPage":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/"},"wordCount":932,"publisher":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/#organization"},"image":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/#primaryimage"},"thumbnailUrl":"https:\/\/evertectrends.dev.creativetm.co\/wp-content\/uploads\/2022\/11\/blog-9.png","keywords":["Fundos"],"articleSection":["Regulamenta\u00e7\u00e3o"],"inLanguage":"pt-BR"},{"@type":"WebPage","@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/","url":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/","name":"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais? - Evertec Trends","isPartOf":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/#website"},"primaryImageOfPage":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/#primaryimage"},"image":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/#primaryimage"},"thumbnailUrl":"https:\/\/evertectrends.dev.creativetm.co\/wp-content\/uploads\/2022\/11\/blog-9.png","datePublished":"2023-05-25T15:58:34+00:00","dateModified":"2024-07-31T18:52:47+00:00","description":"O mercado de capitais est\u00e1 passando por relevantes moderniza\u00e7\u00f5es no \u00e2mbito regulat\u00f3rio. Saiba como a tecnologia pode automatizar o registro e controle de normas e atividades.","breadcrumb":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/#breadcrumb"},"inLanguage":"pt-BR","potentialAction":[{"@type":"ReadAction","target":["https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/"]}]},{"@type":"ImageObject","inLanguage":"pt-BR","@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/#primaryimage","url":"https:\/\/evertectrends.dev.creativetm.co\/wp-content\/uploads\/2022\/11\/blog-9.png","contentUrl":"https:\/\/evertectrends.dev.creativetm.co\/wp-content\/uploads\/2022\/11\/blog-9.png","width":1201,"height":631},{"@type":"BreadcrumbList","@id":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/gestao-compliance-regulatorio\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/evertectrends.dev.creativetm.co\/"},{"@type":"ListItem","position":2,"name":"Sin categor\u00eda","item":"https:\/\/evertectrends.dev.creativetm.co\/categoria\/sin-categoria\/"},{"@type":"ListItem","position":3,"name":"Como fazer uma boa gest\u00e3o de compliance regulat\u00f3rio no setor de capitais?"}]},{"@type":"WebSite","@id":"https:\/\/evertectrends.dev.creativetm.co\/#website","url":"https:\/\/evertectrends.dev.creativetm.co\/","name":"Evertec Trends","description":"As tend\u00eancias de tecnologia para inovar com estrat\u00e9gia","publisher":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/#organization"},"potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/evertectrends.dev.creativetm.co\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"pt-BR"},{"@type":"Organization","@id":"https:\/\/evertectrends.dev.creativetm.co\/#organization","name":"Evertec Trends","url":"https:\/\/evertectrends.dev.creativetm.co\/","logo":{"@type":"ImageObject","inLanguage":"pt-BR","@id":"https:\/\/evertectrends.dev.creativetm.co\/#\/schema\/logo\/image\/","url":"https:\/\/evertectrends.com\/wp-content\/uploads\/2024\/06\/evertectrends-sq.png","contentUrl":"https:\/\/evertectrends.com\/wp-content\/uploads\/2024\/06\/evertectrends-sq.png","width":416,"height":417,"caption":"Evertec Trends"},"image":{"@id":"https:\/\/evertectrends.dev.creativetm.co\/#\/schema\/logo\/image\/"}},{"@type":"Person","@id":"https:\/\/evertectrends.dev.creativetm.co\/#\/schema\/person\/adf07852e26004c219f232f9b64337b6","name":"Aline Pacheco","image":{"@type":"ImageObject","inLanguage":"pt-BR","@id":"https:\/\/secure.gravatar.com\/avatar\/6af7c7866012d2d12741711f9580c492a2aabcacbaa828515f6088310a950423?s=96&d=robohash&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/6af7c7866012d2d12741711f9580c492a2aabcacbaa828515f6088310a950423?s=96&d=robohash&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/6af7c7866012d2d12741711f9580c492a2aabcacbaa828515f6088310a950423?s=96&d=robohash&r=g","caption":"Aline Pacheco"},"sameAs":["https:\/\/www.instagram.com\/","https:\/\/www.linkedin.com\/in\/alinepachecosilva\/","https:\/\/x.com\/https:\/\/twitter.com\/"],"url":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/author\/aline-pacheco\/"}]}},"featured_image_url":"https:\/\/evertectrends.dev.creativetm.co\/wp-content\/uploads\/2022\/11\/blog-9.png","primary_category":"Regulamenta\u00e7\u00e3o","_links":{"self":[{"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/posts\/5828","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/comments?post=5828"}],"version-history":[{"count":0,"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/posts\/5828\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/media\/45892"}],"wp:attachment":[{"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/media?parent=5828"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/categories?post=5828"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/evertectrends.dev.creativetm.co\/pt-br\/wp-json\/wp\/v2\/tags?post=5828"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}